nep-soc New Economics Papers
on Social Norms and Social Capital
Issue of 2007‒12‒01
fourteen papers chosen by
Fabio Sabatini
University of Rome, La Sapienza

  1. Empowerment through technology: gender dimensions of social capital build-up in Maharashtra, India By Padmaja, Ravula; Bantilan, Cynthia
  2. Network Structure in a Link-formation Game: An Experimental Study By Alexander Elbittar; Rodrigo Harrison; Roberto Muñoz
  3. R&D collaboration networks in the European FrameworkProgrammes: Data processing, network construction and selected results By Roediger-Schluga, Thomas; Barber, Michael J.
  4. Skilled Voices?: Reflections on Political Participation and Education in Austria By Florian Walter; Sieglinde Rosenberger
  5. Team Governance: Empowerment or Hierarchical Control By Friebel, Guido; Schnedler, Wendelin
  6. Strategic Partnering with Chinese Companies: Hidden Motives and Treasures By Duysters, Geert; Saebi, Tina; Dong, Qinqin
  7. Collective action for innovation and small farmer market access: the Papa Andina experience By Devaux, André; Velasco, Claudio; López, Gastón; Bernet, Thomas; Ordinola, Miguel; Pico, Hernán; Thiele, Graham; Horton, Douglas E.
  8. Life of elderly in India By prasad, syam
  9. Collective action and marketing of underutilized plant species: the case of minor millets in Kolli Hills, Tamil Nadu, India By Gruere, Guillaume P.; Nagarajan, Latha; King, E.D.I. Oliver
  10. Gender and collective action: a conceptual framework for analysis By Pandolfelli, Lauren; Meinzen-Dick, Ruth; Dohrn, Stephan
  11. Gender, Wealth, and Participation in Community Groups in Meru Central District, Kenya: By Kristin E. Davis; Martha Negash
  12. Education and Civic Engagement: Review of Research and a Study on Norwegian Youths By Jon Lauglo; Tormod Óia
  13. Farmer organization, collective action and market access in Meso-America: By Hellin, Jon; Lundy, Mark; Meijer, Madelon
  14. Voluntary Provision of Public Goods for Bads: A Theory of Environmental Offsets By Matthew J. Kotchen

  1. By: Padmaja, Ravula; Bantilan, Cynthia
    Abstract: "This paper explores how and to what extent women and men have benefited from the build-up of social capital in technology uptake, and the role of women in this process. Using a case study on Groundnut Production Technology (GPT) in Maharashtra, India, a systematic documentation of the process by which farmers – both men and women - as well as the whole community became empowered through the build-up of social capital is presented. The focus of the paper is on collective action as a mechanism to stimulate gender-equitable change processes. Our evidence suggests that the technology uptake process was enhanced with the build up of social capital, whereby men and women from all class and caste groups came together for improving their livelihoods. Collective action was enhanced with the increased involvement and participation of women. Strong kinship ties were developed among diverse classes all over the village including landless tribal women, who formed the major labor force for this technology. The paper concludes that social networks played a crucial mediating role in the process of technology uptake. The build-up of social capital played an important role in influencing impacts from the technology because of the ways in which social networks and social relationships facilitated technology dissemination. Gender relations played a significant role in mediating the translation of economic benefits into well being of the individual, the family and community. Finally, it is suggested that further insights into the role of social networks and power relations in the village may be examined in greater detail by establishing the village network architecture, especially marginalized groups." Author's Abstract
    Keywords: Empowerment, Technology adoption, Agricultural growth, Agricultural technology, Gender, Social capital buildup, Social networks, Impact, Collective action,
    Date: 2007
    URL: http://d.repec.org/n?u=RePEc:fpr:worpps:63&r=soc
  2. By: Alexander Elbittar; Rodrigo Harrison; Roberto Muñoz
    Date: 2007–11–19
    URL: http://d.repec.org/n?u=RePEc:cla:levarc:122247000000001708&r=soc
  3. By: Roediger-Schluga, Thomas (Oesterreichische Kontrollbank); Barber, Michael J. (Department of Technology Policy, Austrian Research Centers)
    Abstract: We describe the construction of a large and novel data set on R&D collaboration networks in the first five EU Framework Programmes (FPs), examine key features and provide economic interpretations for our findings. The data set is based on publicly available raw data that pre-sents numerous challenges. We critically examine the different problems and detail how we have dealt with them. We describe how we construct networks from the processed data. The resulting networks display properties typical for large complex networks, including scale-free degree distributions and the small-world property. The former indicates the presence of net-work hubs, which we identify. Theoretical work shows the latter to be beneficial for knowl-edge creation and diffusion. Structural features are remarkably similar across FPs, indicating similar network formation mechanisms despite changes in governance rules. Several findings point towards the existence of a stable core of interlinked actors since the early FPs with inte-gration increasing over time. This core consists mainly of universities and research organisa-tions. The paper concludes with an agenda for future research.
    Keywords: R&D collaboration, EU Framework Programmes, complex networks, small world effect, knowledge creation, knowledge diffusion, European Research Area
    JEL: L14 O38 Z13
    Date: 2007
    URL: http://d.repec.org/n?u=RePEc:dgr:unumer:2007032&r=soc
  4. By: Florian Walter; Sieglinde Rosenberger
    Abstract: This study, part of OECD/CERI's project on Measuring the Social Outcomes of Learning, investigates the relationship between educational attainment and political participation in Austria. First, a model based on various theoretical considerations is introduced. This incorporates direct educational effects as well as indirect effects that occur through material resources, social capital, civic orientations and values. Using a multivariate analytical approach the model is applied to the 2002 European Social Survey. Three forms of political participation are distinguished, namely voting, elite-directed and elite-challenging activities. Educational attainment is found to have significant effects on all three types but the strongest impact is on elite-challenging activities. The latter includes forms of political action such as signing petitions and buying or boycotting certain products which are increasingly accepted as a legitimate way to express one's political preferences. Most of the effects of education arise through intermediate variables, including social capital (especially affiliation with non-political organisations), civic orientations (political interest as well as internal and external efficacy) and individual (postmaterialist) values. The effect of education on elite-directed activity operated primarily through organisational affiliation, as well as internal and external efficacy. In contrast, the effect of education on elite-challenging activity seems to be fostered via social environments that combine high levels of political interest, interpersonal trust, postmaterialist values and a certain degree of scepticism against political institutions. The paper concludes with suggestions for policy and research. <BR>Ce rapport, publié dans le cadre du projet « Mesurer les retombées sociales de l'éducation », étudie la relation entre niveau d'instruction et participation politique en Autriche. Dans un premier temps, il présente un modèle basé sur diverses considérations théoriques. Cela comprend à la fois les effets éducatifs directs et indirects qui se produisent en fonction des ressources matérielles, du capital social, des orientations civiques et des valeurs. A partir d'une approche analytique à plusieurs variables, le modèle est appliqué à l'Enquête Sociale Européenne de 2002. On distingue trois formes de participation politique, à savoir le vote, les activités conduites par l'élite et celles contestant l'élite. On s'aperçoit que le niveau d'instruction a des effets significatifs sur ces trois formes de participation, et plus particulièrement sur les activités contestant l'élite. Ces dernières incluent des actions politiques telles que la signature de pétitions, l'achat ou le boycott de certains produits, actions qui sont de plus en plus considérées comme une façon légitime d'exprimer ses préférences politiques. La plupart des effets de l'éducation se produisent au moyen de variables intermédiaires, notamment le capital social (et plus particulièrement l'affiliation à des organisations apolitiques), les orientations civiques (l'intérêt politique tout comme l'efficacité interne ou externe) et les valeurs (post-matérialistes) individuelles. L'éducation exerce un impact sur les activités conduites par l'élite principalement via l'affiliation à des organisations, et via l'efficacité interne et externe. Quant aux effets de l'éducation sur les activités contestant l'élite, ils s'exercent par le biais de l'environnement social qui inclut à la foi un niveau élevé d'intérêt politique, la confiance interpersonnelle, des valeurs post-matérialistes et un certain degré de scepticisme vis-à-vis des institutions politiques. En conclusion, ce rapport fait des recommandations en matière de politique et de recherche.
    Date: 2007–11–23
    URL: http://d.repec.org/n?u=RePEc:oec:eduaab:11-en&r=soc
  5. By: Friebel, Guido; Schnedler, Wendelin
    Abstract: We investigate a team setting in which workers have different degrees of commitment to the outcome of their work. We show that if there are complementarities in production and if the team manager has some information about team members, interventions that the manager undertakes in order to assure certain efforts may have destructive effects: they can distort the way workers perceive their fellow workers and they may also lead to a reduction of effort by those workers that care most about output. Moreover, interventions may hinder the development of a cooperative organizational culture in which workers trust each other. Thus, our framework provides some first insights into the costs and benefits of interventions in teams. It identifies that team governance is driven by the importance of tasks that cannot be monitored. The more important these tasks, the more likely it is that teams are empowered.
    Keywords: incentives; informed principal; intrinsic motivation; team work
    JEL: D86 M54
    Date: 2007–11
    URL: http://d.repec.org/n?u=RePEc:cpr:ceprdp:6575&r=soc
  6. By: Duysters, Geert (UNU-MERIT); Saebi, Tina (UNU-MERIT); Dong, Qinqin (Wuhan University of Technology)
    Abstract: In this paper we aim to investigate the key drivers of international alliance formation from the perspective of Chinese companies. Our results indicate that Chinese companies enter into alliances with Western companies mainly to get accesses to international markets and to develop their technological and managerial competences further. Therefore we can say that Chinese companies particularly value task-related criteria when selecting Western partners. Nevertheless we also find that Chinese companies also include 'soft' factors such trust, compatibility or reputation in their partner selection process. We therefore conclude that in searching for Western partners, Chinese companies try to find a combination of 'hard' competencies such as technology and other resources as well as more 'soft' attributes such as trust, mutual understanding and commitment.
    Keywords: Strategic alliances, China, Innovation, Internationalization
    JEL: F23 L24 O31
    Date: 2007
    URL: http://d.repec.org/n?u=RePEc:dgr:unumer:2007034&r=soc
  7. By: Devaux, André; Velasco, Claudio; López, Gastón; Bernet, Thomas; Ordinola, Miguel; Pico, Hernán; Thiele, Graham; Horton, Douglas E.
    Abstract: "The Andean highlands are home to some of the poorest rural households in South America. Native potato varieties and local knowledge for their cultivation and use are unique resources possessed by farmers in these areas. As the forces of globalization and market integration penetrate the Andes, they present both challenges and opportunities for farmers there. This paper reports on how the Papa Andina Regional Initiative is promoting the use of collective action to reduce poverty in the Andes, by developing market niches and adding value to potatoes, particularly the native potatoes grown by poor farmers. Since 1998, Papa Andina has worked with partners in Bolivia, Ecuador and Peru to stimulate pro-poor innovation within market chains for potato-based products. Market chain actors (including small-scale potato producers, traders, and processors), researchers, and other service providers have engaged in innovation processes via two principal tools for facilitating collective action: the Participatory Market Chain Approach (PMCA) and Stakeholder Platforms. The PMCA fosters commercial, technological, and institutional innovation through a structured process that builds interest, trust, and collaboration among participants. Stakeholder Platforms provide a space for potato producers, other market chain actors, and service providers to come together to identify their common interests, share knowledge, and develop joint activities. The PMCA and Stakeholder Platforms have empowered Andean potato farmers by expanding their knowledge of markets, market agents, and business opportunities. Social networks built up among producers, market agents, and service providers have stimulated commercial innovation, which in turn has stimulated technical and institutional innovation. These innovations have allowed small farmers to market their potatoes on more favorable terms and other market chain actors to increase their incomes. This paper describes experiences with collective action in Bolivia, Ecuador, and Peru, via the PMCA and Stakeholder Platforms. Based on these experiences, a number of lessons are formulated for using collective action to stimulate innovation, market access, and poverty reduction in other settings." authors' abstract
    Keywords: Collective action, Potato, Participatory methods, Innovation, stakeholders,
    Date: 2007
    URL: http://d.repec.org/n?u=RePEc:fpr:worpps:68&r=soc
  8. By: prasad, syam
    Abstract: Abstract of the paper Aging of population is a major aspect of the process of demographic transition. It is generally expressed as older individuals forming large share of the total population. Such an increase is considered to be an end product of demographic transition or demographic achievements with a decline in both fertility and mortality rates and consequent increase in the life expectancy at birth and older ages. The recent emphasis on studies pertaining to the elderly in the developing world is attributed to their increasing numbers and deteriorating conditions. The lives of many older people are affected more frequently by the social and economic insecurity that accompany demographic and development process (World Bank 1994). The growth of individualism and desire of the independence and autonomy of the young generation (serow 2001) affect the status of the elderly. The studies show that the socio economic condition of older women is more vulnerable in the context of the demographic and the socio cultural change (Tout 1993). The situation of the elderly poverty has been a consistent phenomenon in the third world as the older population is deprived of the basic needs (Keyfitz and Flieger 1990). In this paper we make an attempt to profile life of elderly that reflects on deprivation among the elderly. Here most important question is whether age acts a determining factor in the life of a person. Or does age mediates living condition along with other factors that coexistence in life. Is there any change in the living condition over chronological ladders of human life? How does differ life varies across chronological ladder across space in India over time through a narration of what is happening in the Indian states in the past decade. Here we look into four parameters that create risk and to which chronologically disadvantaged population has to respond. They are marital status, work status, living arrangements of the elderly and dependency. Then look into how close interactions between these factors affect the overall living of the elderly by using an index of life for the Indian states. Here we mainly focuses on how there is an over all decline in the life of elderly by looking into four dimensions of life in terms of marital status, economic status( work participation) dependency and living arrangements. Here we profile these aspects to understand pattern of living among elderly in Indian states. The paper highlights that the living condition of the elderly varies differently across Indian states. The various dimensions are vertically integrated to get a weighted index called in this paper as quality of life among the elderly that take value zero to one with higher value provides worse living condition. It is clear that position of the elderly in terms of material and social well being is betterly positioned in the states of north India rather than south India.
    Keywords: ageing; life of elderly; quality of life; demographic transition
    JEL: J14 I31 I3
    Date: 2007–11–27
    URL: http://d.repec.org/n?u=RePEc:pra:mprapa:5935&r=soc
  9. By: Gruere, Guillaume P.; Nagarajan, Latha; King, E.D.I. Oliver
    Abstract: "Minor millets are examples of underutilized plant species, being locally important but rarely traded internationally with an unexploited economic potential. In the Kolli hills of Tamil Nadu, India, a genetically diverse pool of minor millet varieties are grown by the tribal farming communities to meet their subsistence food needs. Most of these minor crops were not traded outside the farming community. Despite a consumption preference among the farming communities for minor millets, in the recent past the acreage under minor millet crops have declined considerably due to the availability of substitute cash crops. As a response, the M.S. Swaminathan Research Foundation (MSSRF) based in Chennai has led targeted conservation cum commercialization intervention programs over the last 7-9 years in the Kolli Hills. In this paper we provide a first evaluation of the success of marketing development for minor millets in the Kolli Hills with a specific focus on collective action and group initiatives undertaken by the women and men self-help groups organized by the concerned non-governmental organization. We analyze the key collective actions that are taking place in the minor millet marketing chain through a series of field visits and focus group discussions with the stakeholders involved. We then compare the role of collective action in this new market with the case of marketing chains for cassava and organic pineapples, two cash crops with an expanding production in Kolli Hills. Our analysis shows the critical role of collective action and group initiative as a necessary but not sufficient condition for the successful commercialization of underutilized plant species for the benefit of the poor and the conservation of agrobiodiversity." authors' abstract
    Keywords: Collective action, Underutilized species, Agricultural marketing, Agrobiodiversity,
    Date: 2007
    URL: http://d.repec.org/n?u=RePEc:fpr:worpps:69&r=soc
  10. By: Pandolfelli, Lauren; Meinzen-Dick, Ruth; Dohrn, Stephan
    Abstract: "This paper presents a framework for investigating the intersection of collective action and gender; i.e. how gender-oriented analysis can foster more effective collective action in the context of agriculture and natural resource management and how collective action can be used as a vehicle for gender equity. We begin with definitions of the key concepts and then present three entry points for a gendered analysis of collective action-motivations, effectiveness, and impact on gender equity- vis-à-vis the Institutional Analysis and Development (IAD) framework(Oakerson 1992; Ostrom 1991). At the heart of this framework is the action arena, which is shaped by a host of initial conditions, including asset endowments, vulnerabilities, and legal and governance systems that influence a range of outcomes. Applying a gender lens to this framework, we present an analysis of how women and men experience the initial set of conditions differently and thus, have different motivations and capacities for engaging in collective action. Next, we look at how the gender composition of groups affects theeffectiveness of collective action, and finally, at the impact of collective action on gender equity and women's empowerment. We conclude with a discussion of how this framework can improve our understanding of gender and collective action in order to facilitate more effective collective action while fostering gender equity." Author's Abstract
    Keywords: Gender, Collective action,
    Date: 2007
    URL: http://d.repec.org/n?u=RePEc:fpr:worpps:64&r=soc
  11. By: Kristin E. Davis; Martha Negash
    Abstract: "TA mixed-methods, multiple-stage approach was used to obtain data on how gender and wealth affected participation in community groups in Meru, Kenya, and how men and women farmers obtain and diffuse agricultural information. Research techniques included participant observation, documentary analysis, semi-structured interviews, social mapping, group timelines, and structured questionnaires. Dairy-goat farmer groups were interviewed for the study. Qualitative data provided baseline information, and helped in the formulation of research questions. Quantitative data were analyzed using contingency tables, descriptive statistics, correlations, tests of significance, and regression. Factors that affected participation in different types of groups included household composition, age, and gender. Women made up 59 percent of the dairy-goat group (DGG) members, with the DGG project encouraging women's participation. Women made up 76 percent of DGG treasurer positions; 43 percent of secretary positions, and 30 percent of chairperson positions. Gender also influenced participation in clan groups, water groups, and merry-go-round (savings and loans) groups. Wealth did not appear to have a significant effect on participation in community groups. Extension was the most important information source for both men and women farmers. However, church and indigenous knowledge (passed on from parents) seemed more important to women. Both men and women mentioned other farmers, groups, and “baraza” (public meetings used to make announcements and diffuse information) as important information sources, but they rated them at different levels of importance. Men were diffusing information to greater numbers of people than women, although men and women diffused to similar sources. This study shows that because men and women traditionally participate in different types of groups and receive agricultural information from different sources, development agencies must target different types of groups and institutions to reach men, women, or poor farmers. Mechanisms should be developed to include women, the poor, and other targeted groups in community associations that provide market and other income-earning opportunities.." Author's Abstract
    Keywords: Gender, Collective action,
    Date: 2007
    URL: http://d.repec.org/n?u=RePEc:fpr:worpps:65&r=soc
  12. By: Jon Lauglo; Tormod Óia
    Abstract: What difference does education make for young adults' engagement in politics and social issues? This study is part of the OECD?s Centre for Educational Research and Innovation (CERI) project on "Measuring the Social Outcomes of Learning" (SOL). It discusses relevant international research, with special attention to studies in the Nordic countries, and analyses survey responses by more than 11 000 Norwegian youths aged 13 to 19. "Engagement" is defined as youth's declared interest in politics and social issues and by their participation in various forms of political activity. Educational performance and especially educational aspirations matter for this type of engagement. Socialisation in family environments with regard to civic related issues, however, matters even more for taking interest in such types of civic engagement. It also seems that young people experience educational benefits from growing up in families who care about the civic domain. Separately, the findings suggest that young people who are politically active do not easily conform to the status quo. Rather, they confront the authority structures of their schools more often than other young people do. The paper concludes with suggestions for policy and research. <BR>Quel est l'impact de l'éducation sur l'engagement politique et social des jeunes adultes ? Ce rapport, publié dans le cadre du projet « Mesurer les retombées sociales de l'éducation » du Centre pour la recherche et l'innovation de l'OCDE (CERI), traite de la recherche internationale en la matière, et plus particulièrement dans les pays nordiques, et analyse les réponses à une enquête menée auprès de plus de 11 000 Norvégiens âgés de 13 à 19 ans. Par « engagement » on entend l'intérêt déclaré des jeunes pour les problèmes politiques et sociaux ainsi que leur participation à diverses formes d'action politique. Les performances éducatives, et notamment les aspirations scolaires, ont une importance dans ce type d'engagement. Mais la socialisation aux problèmes civiques au sein des familles compte pour bien plus dans l'intérêt porté à l'engagement civique. Également, les jeunes semblent retirer des bénéfices éducatifs du fait de grandir dans des familles intéressées par les questions civiques. D'un autre côté, 'étude suggère que les jeunes qui sont politiquement actifs ne s'accommodent pas du statu quo ; ils ont tendance à se confronter aux autorités de leurs établissements plus souvent que les autres. En conclusion, le rapport fait des recommandations en matière de politique et de recherche.
    Date: 2007–11–23
    URL: http://d.repec.org/n?u=RePEc:oec:eduaab:12-en&r=soc
  13. By: Hellin, Jon; Lundy, Mark; Meijer, Madelon
    Abstract: "The global agricultural economy is changing. Commodity prices are declining, and producers increasingly supply complex value chains. There is growing interest in how farmers can benefit from emerging market opportunities. Farmers are encouraged to produce high value crops and engage in value-adding activities such as agro-processing. Farmer organization and collective action are often seen as key factors in enhancing farmers' access to markets. Often too little attention is directed at a) the most appropriate types of organization, b) whether the public and/or private sector is best placed to support their formation, and c) the conditions necessary for ensuring their economic viability. This paper reports on research in Mexico and Central America that explored these issues for commodity maize and high value vegetables respectively. The benefits of farmer organization are more evident in the vegetable sector characterized by high transaction costs associated with market access. The research suggests that farmer organizations established by and directly linked to supermarkets may be more economically sustainable as opposed to organizations supported by non-governmental organizations. However, the most representative vegetable producer organizations in both Honduras and El Salvador include fewer than 5 percent of total horticultural producers. This is due to producer organizations' limited business skills and non-replicable organizational models for linking producers to markets. There is less incentive for maize farmers to organize themselves to access output markets as the transaction costs associated with market access are relatively low: there are so many buyers and sellers that farmer organizations would have little impact on, for example, prices. The benefits of farmer organization are clearer when it comes to accessing credit, seed, and fertilizer. Farmer organization is a critical factor in making markets work for the poor particularly in high value products, but the role and timing of the substantial public and private investment needed to establish and maintain these organizations is poorly understood." authors' abstract
    Keywords: Small-scale farmers, maize, High value agricultural products, Pro-poor growth, business development services, value chains,
    Date: 2007
    URL: http://d.repec.org/n?u=RePEc:fpr:worpps:67&r=soc
  14. By: Matthew J. Kotchen
    Abstract: This paper examines voluntary provision of a public good that is motivated, in part, to compensate for other activities that diminish the public good. Markets for environmental offsets, such as those that promote carbon neutrality to minimize the impact of climate change, provide an increasingly salient example. An important result, related to one shown previously, is that mean donations to the public good do not converge to zero as the economy grows large. Other results are new and comparable to those from the standard model of a privately provided public good. The Nash equilibrium is solved explicitly to show how individual direct donations and net contributions depend on wealth and heterogenous preferences. Comparative static analysis demonstrates how the level of the public good and social welfare depend on the technology, individual wealth, and an initial level of the public good. Application of the model in an environmental context establishes a starting point for understanding and making predictions about markets such as those for carbon offsets.
    JEL: H0 H41
    Date: 2007–11
    URL: http://d.repec.org/n?u=RePEc:nbr:nberwo:13643&r=soc

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